RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• G•••
- P••••••••• F•••••••• P•••••••• L•• independent RIA currentsince Apr 5, 2022 · Layton, Ut
- R••••••• F•••••••• S••••••••• independent RIAApr 8, 2015 to Apr 5, 2022 · Layton, Ut
- U•• F•••••••• S••••••• I••• wirehouseApr 12, 2007 to Apr 8, 2015 · Salt Lake City, Ut
- R••••••• F•••••••• S••••••••• to P••••••••• F•••••••• P•••••••• L••left Apr 5, 2022, registered Apr 5, 2022 (0 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to R••••••• F•••••••• S•••••••••left Apr 8, 2015, registered Apr 8, 2015 (0 days) · Other
- D•••• M•••••• G••• left R••••••• F•••••••• S••••••••• for P••••••••• F•••••••• P•••••••• L•• (registered 2022-04-05)Apr 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address