DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• P•••••• D••••

T••••••••• R••••••••• A•••••••• L••BD affiliatedLas Vegas,, Nvdual registrantIAPD 5280467

Feed of 09/14/2026

Also filed as Greg D••••

At current firm

1 y

since Sep 18, 2025

In the industry

19 y

since Feb 3, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• R••••••••• A•••••••• L•• BD affiliated current
since Sep 18, 2025 · Las Vegas,, Nv
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 13, 2022 to Jul 29, 2025 · Las Vegas, Nv
T• A••••••••• I••• former
Jan 24, 2020 to Jan 11, 2021 · Menlo Park, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 24, 2020 to Dec 31, 2020 · East Palo Alto, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Mar 5, 2019 to Jan 27, 2020 · Sunnyvale, Ca
C•••••• S••••• • C••• I••• national BD
Aug 11, 2017 to Jan 8, 2019 · Menlo Park, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 23, 2014 to Dec 6, 2016 · Las Vegas, Nv
W•••• F•••• A••••••• wirehouse
Aug 13, 2013 to Jul 8, 2014 · Overland Park, Ks
C••••••• B•••••••• S•••••••• I•• former
Sep 2, 2008 to Aug 5, 2013 · Kansas City, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 1, 2007 to Jul 2, 2008 · Leawood, Ks

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to T••••••••• R••••••••• A•••••••• L••
left Jul 29, 2025, registered Sep 18, 2025 (51 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Jan 11, 2021, registered Dec 13, 2022 (701 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Jan 24, 2020 (-342 days) · corporate re-registration, not a move
F••••••• P••••••• A•• W•••••••• A••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 27, 2020, registered Jan 24, 2020 (-3 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jan 8, 2019, registered Mar 5, 2019 (56 days) · Affiliated broker-dealer or bank to another
C•••••••• G••••• M•••••• I••• to C•••••• S••••• • C••• I•••
left Dec 6, 2016, registered Aug 11, 2017 (248 days) · Other
W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
left Jul 8, 2014, registered Jul 23, 2014 (15 days) · Other
C••••••• B•••••••• S•••••••• I•• to W•••• F•••• A•••••••
left Aug 5, 2013, registered Aug 13, 2013 (8 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• B•••••••• S•••••••• I••
left Jul 2, 2008, registered Sep 2, 2008 (62 days) · Other

Signals

G•••••• P•••••• D•••• left A••••••••• F•••••••• S•••••••• L•• for T••••••••• R••••••••• A•••••••• L•• (registered 2025-09-18)
Jul 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address