RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• M•••••• F•••••
- C• A•••••••• L•• independent RIA currentsince Jun 1, 2026 · Torrance, Ca
- C••••••• C•••••• G••••• L•• formerSep 19, 2014 to Jun 10, 2026 · Torrance, Ca
- D••••• W••••• A••••••• formerNov 5, 2012 to Dec 31, 2014 · Corona Del Mar, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 15, 2012 · La Jolla, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 2, 2007 to Jun 1, 2009 · La Jolla, Ca
- C••••••• C•••••• G••••• L•• to C• A•••••••• L••left Jun 10, 2026, registered Jun 1, 2026 (-9 days) · RIA to RIA · moved with a team
- D••••• W••••• A••••••• to C••••••• C•••••• G••••• L••left Dec 31, 2014, registered Sep 19, 2014 (-103 days) · Other
- M••••• S•••••• to D••••• W••••• A•••••••left Nov 15, 2012, registered Nov 5, 2012 (-10 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C•••• M•••••• F••••• left C••••••• C•••••• G••••• L•• for C• A•••••••• L•• (registered 2026-06-01)Jun 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address