DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• M•••••••

C••••••••• F•••••••• N••••••national BDBrentwood, Cadual registrantIAPD 5285792

Certified Financial Planner

Feed of 09/14/2026

Also filed as Rodolfo M•••••••

At current firm

0 y

since Oct 8, 2025

In the industry

19 y

since Jul 20, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Oct 8, 2025 · Brentwood, Ca
F•••••• independent RIA
Oct 2, 2025 to Oct 10, 2025 · San Francisco, Ca
C••••••••• F•••••••• N•••••• national BD
Jan 3, 2025 to Sep 30, 2025 · West Sacramento, Ca
A•••••••• F•••• M••••••••• L•• asset manager
May 13, 2010 to Dec 10, 2024 · Menomonee Falls, Wi
W•••• F•••• I••••••••• L•• unclassified
Jul 23, 2007 to May 10, 2010 · Reno, Nv

Moves

a registration end followed by a registration begin elsewhere

F•••••• to C••••••••• F•••••••• N••••••
left Oct 10, 2025, registered Oct 8, 2025 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
C••••••••• F•••••••• N•••••• to F••••••
left Sep 30, 2025, registered Oct 2, 2025 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
A•••••••• F•••• M••••••••• L•• to C••••••••• F•••••••• N••••••
left Dec 10, 2024, registered Jan 3, 2025 (24 days) · Other
W•••• F•••• I••••••••• L•• to A•••••••• F•••• M••••••••• L••
left May 10, 2010, registered May 13, 2010 (3 days) · Other

Signals

R••• M••••••• left Farther for C••••••••• F•••••••• N•••••• (registered 2025-10-08)
Oct 10, 2025 · Advisor changed firm · fact
R••• M••••••• left C••••••••• F•••••••• N•••••• for Farther (registered 2025-10-02)
Sep 30, 2025 · Advisor changed firm · fact
R••• M••••••• left A•••••••• F•••• M••••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2025-01-03)
Dec 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address