DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Robert Romano

Coastal Bridge Advisorsindependent RIAMilford, CtIA-onlyIAPD 5288791

Feed of 09/14/2026

Also filed as Jr Romano

At current firm

1 y

since Jan 24, 2025

In the industry

18 y

since Oct 16, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Coastal Bridge Advisors independent RIA current
since Jan 24, 2025 · Milford, Ct
Trinitypoint Wealth, LLC former
Jun 18, 2021 to Jan 28, 2025 · Milford, Ct
A.G.P / Alliance Global Partners independent RIA
Jan 13, 2011 to Aug 26, 2011 · Westport, Ct
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 17, 2007 to Feb 9, 2010 · New Haven, Ct

Moves

a registration end followed by a registration begin elsewhere

Trinitypoint Wealth, LLC to Coastal Bridge Advisors
left Jan 28, 2025, registered Jan 24, 2025 (-4 days) · RIA to RIA · moved with a team
A.G.P / Alliance Global Partners to Trinitypoint Wealth, LLC
left Aug 26, 2011, registered Jun 18, 2021 (3584 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to A.G.P / Alliance Global Partners
left Feb 9, 2010, registered Jan 13, 2011 (338 days) · Other

Signals

Joseph Robert Romano left Trinitypoint Wealth, Llc for Coastal Bridge Advisors (registered 2025-01-24)
Jan 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address