DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan W Bergmann
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ryan Bergmann
At current firm
6 y
since Nov 4, 2019
In the industry
19 y
since Apr 13, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- United Capital Financial Advisors independent RIA currentsince Nov 4, 2019 · Reston, Va
- Brighton Jones LLC independent RIAFeb 19, 2019 to Apr 18, 2019 · Mclean, Va
- Mercer Global Advisors Inc. independent RIASep 22, 2015 to Jan 23, 2019 · Reston, Va
- Edelman Financial Services, LLC formerMar 7, 2013 to Aug 31, 2015 · Tysons Corner, Va
- Td Ameritrade Investment Management, LLC formerJan 21, 2009 to Mar 4, 2013 · Reston, Va
- Td Ameritrade, Inc. formerJan 16, 2009 to Mar 4, 2013 · Reston, Va
- Edward Jones national BDApr 25, 2007 to Jan 7, 2009 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Brighton Jones LLC to United Capital Financial Advisorsleft Apr 18, 2019, registered Nov 4, 2019 (200 days) · RIA to affiliated broker-dealer or bank
- Mercer Global Advisors Inc. to Brighton Jones LLCleft Jan 23, 2019, registered Feb 19, 2019 (27 days) · RIA to RIA
- Edelman Financial Services, LLC to Mercer Global Advisors Inc.left Aug 31, 2015, registered Sep 22, 2015 (22 days) · Other
- Td Ameritrade Investment Management, LLC to Edelman Financial Services, LLCleft Mar 4, 2013, registered Mar 7, 2013 (3 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Mar 4, 2013, registered Jan 21, 2009 (-1503 days) · channel change inside one enterprise, not a move
- Edward Jones to Td Ameritrade, Inc.left Jan 7, 2009, registered Jan 16, 2009 (9 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address