DFX Intelligence
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Registered advisor
J••••• C••••• B•••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedColorado Springs, Codual registrantIAPD 5289945
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• C• B••••••••• C••••• B••••••••• B•••••••
At current firm
1 y
since May 19, 2025
In the industry
19 y
since Apr 1, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 19, 2025 · Colorado Springs, Co
- A••••••••• F•••••••• S•••••••• L•• national BDDec 9, 2024 to May 21, 2025 · Colorado Springs, Co
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 10, 2023 to Nov 15, 2024 · Colorado Springs, Co
- S••••••• F•••••••• S•••••••• I••• formerNov 29, 2007 to Aug 10, 2023 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 21, 2025, registered May 19, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Nov 15, 2024, registered Dec 9, 2024 (24 days) · Affiliated broker-dealer or bank to another
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedMay 21, 2025 · Advisor changed firm · fact
- ••• LockedNov 15, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address