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Registered advisor
X• W•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Xu "Hana" W•••
At current firm
13 y
since Jan 17, 2013
In the industry
19 y
since May 12, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 17, 2013 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseDec 11, 2012 to Jan 18, 2013 · San Francisco, Ca
- E••••• J•••• national BDMar 31, 2008 to Nov 16, 2012 · St Louis, Mo
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 14, 2007 to Jan 23, 2008 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jan 18, 2013, registered Jan 17, 2013 (-1 days) · Other
- E••••• J•••• to W•••• F•••• A•••••••left Nov 16, 2012, registered Dec 11, 2012 (25 days) · Affiliated broker-dealer or bank to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to E••••• J••••left Jan 23, 2008, registered Mar 31, 2008 (68 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address