RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• S••••• F•••••••
- B•••• • M••••• W••••• M••••••••• L•• independent RIA currentsince Mar 3, 2020 · Mclean, Va
- W•••• F•••• A••••••• wirehouseJun 19, 2017 to Mar 9, 2020 · Washington, Dc
- I••••••••• P••••••••• I••• formerAug 31, 2015 to Jun 19, 2017 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseDec 11, 2009 to Sep 3, 2015 · Bethesda, Md
- W•••• F•••• A••••••• to B•••• • M••••• W••••• M••••••••• L••left Mar 9, 2020, registered Mar 3, 2020 (-6 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- I••••••••• P••••••••• I••• to W•••• F•••• A•••••••left Jun 19, 2017, registered Jun 19, 2017 (0 days) · Other
- W•••• F•••• A••••••• to I••••••••• P••••••••• I•••left Sep 3, 2015, registered Aug 31, 2015 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address