DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• • M••••• W••••• M••••••••• L••
Latest filing Sep 15, 2026
First filing on the tape Nov 18, 2019 · 20 filings
SEC status approved since Dec 16, 2019
RAUM
$991M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
96%
$947M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$90.1M
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$991M as of Apr 14, 2026
Mar 30, 2020$336M then
HNW client RAUM$894M as of Apr 14, 2026
Mar 30, 2020$281M then
State-registered IARs (5.B.3)11 as of Apr 14, 2026
Mar 30, 20204 then
Employees (5.A)11 as of Apr 14, 2026
Mar 30, 20205 then
Private funds: no history
RAUM +20% over the last fiscal year+22% a year over threeIARs 9 to 11
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $90.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $366,517derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 4.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 11.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $156M, 104 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$894M90%
- Individuals$53.0M5.3%
- Pension and profit-sharing plans$29.8M3.0%
- Charitable organizations$11.8M1.2%
- Corporations and businesses$2.5M0.2%
- Individual clients
- 207reported
- HNW clients
- 280reported
- Pension plan clients
- 7reported
- Charitable clients
- 9reported
- Accounts
- 2,704reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $156M for 104 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• A••• M•••••Certified Financial Planner | Mclean, Va | Mar 3, 2020 | 24 y | 2 |
| T•••••• S••••• F•••••••Certified Financial Planner | Mclean, Va | Mar 3, 2020 | 17 y | 3 |
| C••••••••• W•••••• B••••Certified Financial Planner | Mclean, Va | Mar 3, 2020 | 33 y | 2 |
| R••••••• B•••••••• Y•• | Mclean, Va | Mar 4, 2020 | 21 y | 3 |
| E•••••••• H••••• S••••Certified Financial Planner | Mclean, Va | Nov 30, 2020 | 17 y | 2 |
| P••••••••• P•••••••• | Mclean, Va | Oct 17, 2022 | 10 y | 0 |
| H••••• B••••• A••••Certified Financial Planner | Mclean, Va | Sep 19, 2023 | 14 y | 1 |
| H••• Q••••Certified Financial Planner | Mclean, Va | Jul 17, 2024 | 11 y | 1 |
| J•••• P•••••• S•••• | Mclean, Va | Jul 29, 2024 | 13 y | 1 |
| B••••••• M••••••• H•••• | Mclean, Va | Sep 15, 2025 | 13 y | 0 |
| K•••• W•••••• S•••••••Certified Financial Planner | Mclean, Va | Oct 1, 2025 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• W•••••• S••••••• from C••••• P••••••• L••Oct 1, 2025 · RIA to RIA
- J•••• P•••••• S•••• from M••••• S••••••Jul 29, 2024 · Wirehouse to independent RIA
- H••• Q•••• from M••••• L••Jul 17, 2024 · RIA to RIA
- H••••• B••••• A•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 19, 2023 · Wirehouse to independent RIA
- E•••••••• H••••• S•••• from S•••Nov 30, 2020 · RIA to RIA
- R••••••• B•••••••• Y•• from W•••• F•••• A•••••••Mar 4, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C••••••••• W•••••• B•••• from W•••• F•••• A•••••••Mar 3, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- D•••• A••• M••••• from W•••• F•••• A•••••••Mar 3, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T•••••• S••••• F••••••• from W•••• F•••• A•••••••Mar 3, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from W•••• F•••• A•••••••Mar 9, 2020 · Washington, Dc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• C••••••••• W•••••• · Founder, Managing Principalcontrolsince 07/2019 · owns 50% to 75%
- M•••••• D••••• A••• · Founder & Principalcontrolsince 07/2019 · owns 50% to 75%
- S••••• E••••••••• H••••• · Chief Compliance Officersince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mclean, Va · principal | 11 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Apr 14, 2026 to Sep 15, 2026
- Related adviser · false to unsetApr 14, 2026 to Sep 15, 2026
- Related bank · false to unsetApr 14, 2026 to Sep 15, 2026
- Related broker-dealer · false to unsetApr 14, 2026 to Sep 15, 2026
- Related insurance company · false to unsetApr 14, 2026 to Sep 15, 2026
- Succession · false to unsetApr 14, 2026 to Sep 15, 2026
- Accounts · 2,557 to 2,704Jun 24, 2025 to Mar 13, 2026
- Advisory employees · 9 to 11Jun 24, 2025 to Mar 13, 2026
- Corporate clients · 4 to 5Jun 24, 2025 to Mar 13, 2026
- HNW clients · 265 to 280Jun 24, 2025 to Mar 13, 2026
- Individual clients · 189 to 207Jun 24, 2025 to Mar 13, 2026
- Assets in custody · $133M to $156MJun 24, 2025 to Mar 13, 2026
- Employees · 10 to 11Jun 24, 2025 to Mar 13, 2026
- State-registered IARs · 9 to 11Jun 24, 2025 to Mar 13, 2026
- Discretionary RAUM · $789M to $943MJun 24, 2025 to Mar 13, 2026
- HNW RAUM · $741M to $894MJun 24, 2025 to Mar 13, 2026
- Individual RAUM · $49.0M to $53.0MJun 24, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $38.7M to $48.0MJun 24, 2025 to Mar 13, 2026
- Pension RAUM · $23.8M to $29.8MJun 24, 2025 to Mar 13, 2026
- RAUM · $828M to $991MJun 24, 2025 to Mar 13, 2026
- Financial planning clients · 0 to 0Mar 4, 2025 to Jun 24, 2025
- Accounts · 2,349 to 2,557Aug 27, 2024 to Mar 4, 2025
- Advisory employees · 7 to 9Aug 27, 2024 to Mar 4, 2025
- Charity clients · 7 to 9Aug 27, 2024 to Mar 4, 2025
- HNW clients · 234 to 265Aug 27, 2024 to Mar 4, 2025
- Individual clients · 192 to 189Aug 27, 2024 to Mar 4, 2025
- Assets in custody · $79.4M to $133MAug 27, 2024 to Mar 4, 2025
- Employees · 8 to 10Aug 27, 2024 to Mar 4, 2025
- State-registered IARs · 7 to 9Aug 27, 2024 to Mar 4, 2025
- Discretionary RAUM · $652M to $789MAug 27, 2024 to Mar 4, 2025
- HNW RAUM · $602M to $741MAug 27, 2024 to Mar 4, 2025
- Individual RAUM · $54.9M to $49.0MAug 27, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $34.1M to $38.7MAug 27, 2024 to Mar 4, 2025
- Pension RAUM · $20.8M to $23.8MAug 27, 2024 to Mar 4, 2025
- RAUM · $686M to $828MAug 27, 2024 to Mar 4, 2025
- Accounts · 2,170 to 2,349Feb 17, 2023 to Feb 2, 2024
- Advisory employees · 6 to 7Feb 17, 2023 to Feb 2, 2024
- Corporate clients · unset to 4.0Feb 17, 2023 to Feb 2, 2024
- HNW clients · 214 to 234Feb 17, 2023 to Feb 2, 2024
- Individual clients · 197 to 192Feb 17, 2023 to Feb 2, 2024
Signals
3 dated events
- B•••• • M••••• W••••• M••••••••• L•• reported RAUM $685.6M, up 26% from $544.5M (2023-02-17 to 2024-02-02)Feb 2, 2024 · RAUM change · derived
- B•••• • M••••• W••••• M••••••••• L•• reported RAUM $494.6M, up 47% from $336.1M (2020-08-04 to 2021-02-18)Feb 18, 2021 · RAUM change · derived
- B•••• • M••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 18, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 703-972-1950reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/brownmillerwealthmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- brownmillerwm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 703-972-1950reportedpublic record, Form ADV, Sep 15, 2026
- Team page
- brownmillerwm.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026