DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• E••• L••••

P•• W••••• M•••••••••BD affiliatedWest Chester, Pa dual registrantIAPD 5294339

Feed of 09/14/2026

Also filed as Jay L••••

At current firm

1 y

since Apr 24, 2025

In the industry

15 y

since Sep 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Apr 24, 2025 · West Chester, Pa
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Mar 28, 2022 to Apr 9, 2025 · Newark, De
C••••••• S••••••••• I••• BD affiliated
Feb 2, 2018 to Mar 30, 2022 · West Chester, Pa
T••••• C•••••• M••••••••• L•• independent RIA
Mar 2, 2017 to Feb 1, 2018 · Fort Washington, Pa
C••••••• S••••••••• I••• BD affiliated
Apr 17, 2013 to Feb 2, 2017 · Wyomissing, Pa

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•• W••••• M•••••••••
left Apr 9, 2025, registered Apr 24, 2025 (15 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 30, 2022, registered Mar 28, 2022 (-2 days) · Affiliated broker-dealer or bank to another
T••••• C•••••• M••••••••• L•• to C••••••• S••••••••• I•••
left Feb 1, 2018, registered Feb 2, 2018 (1 days) · RIA to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to T••••• C•••••• M••••••••• L••
left Feb 2, 2017, registered Mar 2, 2017 (28 days) · Other

Signals

J•••• E••• L•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P•• W••••• M••••••••• (registered 2025-04-24)
Apr 9, 2025 · Advisor changed firm · fact
J•••• E••• L•••• left C••••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-03-28)
Mar 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address