B•••• J•••• W•••••

• P••••••• F•••••••• S•••••••• I••• BD affiliated current
  since Apr 20, 2015 · Hurst, Tx
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Apr 29, 2015 · Saginaw, Tx
• C•••• I••••••••• S••••••• C•••• former
  Sep 2, 2010 to Oct 1, 2012 · Fort Worth, Tx
• E••••• J•••• national BD
  Jul 11, 2007 to Jun 30, 2010 · St Louis, Mo

• J••• M••••• S••••••••• L•• to P••••••• F•••••••• S•••••••• I•••
  left Apr 29, 2015, registered Apr 20, 2015 (-9 days) · Other
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• E••••• J•••• to C•••• I••••••••• S••••••• C••••
  left Jun 30, 2010, registered Sep 2, 2010 (64 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address