DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
0 y
since Nov 21, 2025
In the industry
19 y
since May 18, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ultra Advisory Group independent RIA currentsince Nov 21, 2025 · Irvine, Ca
- Northwest Asset Management independent RIAAug 30, 2019 to Mar 27, 2026 · Irvine, Ca
- Wells Fargo Advisors wirehouseOct 30, 2015 to Sep 4, 2019 · Carlsbad, Ca
- Morgan Stanley wirehouseJul 31, 2009 to Nov 5, 2015 · San Diego, Ca
- UBS Financial Services Inc. wirehouseMay 21, 2007 to Aug 18, 2009 · La Jolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- Northwest Asset Management to Ultra Advisory Groupleft Mar 27, 2026, registered Nov 21, 2025 (-126 days) · RIA to a newly registered adviser
- Wells Fargo Advisors to Northwest Asset Managementleft Sep 4, 2019, registered Aug 30, 2019 (-5 days) · Wirehouse to independent RIA
- Morgan Stanley to Wells Fargo Advisorsleft Nov 5, 2015, registered Oct 30, 2015 (-6 days) · Wirehouse to wirehouse · moved with a team
- UBS Financial Services Inc. to Morgan Stanleyleft Aug 18, 2009, registered Jul 31, 2009 (-18 days) · Wirehouse to wirehouse
Signals
- Bryan Cross Gould left Northwest Asset Management for Ultra Advisory Group (registered 2025-11-21)Mar 27, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address