DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• K••••

W•••• F•••• A•••••••wirehouseMason City, Ia dual registrantIAPD 5300423

Certified Financial Planner

Feed of 09/15/2026

Also filed as S•••••• Gerard Krapp

At current firm

2 y

since Jan 19, 2024

In the industry

19 y

since Apr 16, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 19, 2024 · Mason City, Ia
L•• F•••••••• L•• BD affiliated
Jun 26, 2020 to Jan 31, 2024 · Mason City, Ia
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jul 8, 2016 to Jul 13, 2020 · Clear Lake, Ia
V•• A••••••• S••••••• former
Nov 28, 2011 to Jul 8, 2016 · Clear Lake, Ia
E•••• O•• I••••••••• L•• unclassified
Apr 19, 2010 to Nov 30, 2011 · Mason City, Ia
E••••• J•••• national BD
Jan 12, 2010 to Mar 8, 2010 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to W•••• F•••• A•••••••
left Jan 31, 2024, registered Jan 19, 2024 (-12 days) · Affiliated broker-dealer or bank to wirehouse
C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
left Jul 13, 2020, registered Jun 26, 2020 (-17 days) · Affiliated broker-dealer or bank to another
V•• A••••••• S••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 8, 2016, registered Jul 8, 2016 (0 days) · Other
E•••• O•• I••••••••• L•• to V•• A••••••• S•••••••
left Nov 30, 2011, registered Nov 28, 2011 (-2 days) · Other
E••••• J•••• to E•••• O•• I••••••••• L••
left Mar 8, 2010, registered Apr 19, 2010 (42 days) · Other

Signals

S•••••• K•••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2024-01-19)
Jan 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address