DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• F• R•••••••

Y••• I•• L••independent RIAEvansville, In IA-onlyIAPD 5302973

Feed of 09/14/2026

Also filed as Karen Faye Nelson

At current firm

0 y

since Feb 18, 2026

In the industry

19 y

since Jun 13, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Y••• I•• L•• independent RIA current
since Feb 18, 2026 · Evansville, In
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 20, 2023 to Jan 15, 2026 · Evansville, In
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jun 7, 2023 to Jul 26, 2023 · Evansville, In
M•••••• A••••• S••••••••• L•• BD affiliated
May 7, 2020 to Nov 30, 2022 · Evansville, In
E••••• J•••• national BD
Jun 13, 2007 to Aug 24, 2016 · Evansville, In

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to Y••• I•• L••
left Jan 15, 2026, registered Feb 18, 2026 (34 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••
left Jul 26, 2023, registered Sep 20, 2023 (56 days) · Other
M•••••• A••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Nov 30, 2022, registered Jun 7, 2023 (189 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to M•••••• A••••• S••••••••• L••
left Aug 24, 2016, registered May 7, 2020 (1352 days) · Affiliated broker-dealer or bank to another

Signals

K•••• F• R••••••• left N••••••••• M••••• I••••••••• S••••••••• for Y••• I•• L•• (registered 2026-02-18)
Jan 15, 2026 · Advisor changed firm · fact
K•••• F• R••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2023-09-20)
Jul 26, 2023 · Advisor changed firm · fact
K•••• F• R••••••• left M•••••• A••••• S••••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-06-07)
Nov 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address