DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• E••••• G••••••

G••••••••• A•••••••independent RIADallas, Txdual registrantIAPD 5303299

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as M•••••• E. G••••••

At current firm

2 y

since Jan 30, 2024

In the industry

19 y

since Apr 23, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••••• A••••••• independent RIA current
since Jan 30, 2024 · Dallas, Tx
C•••••• S••••• • C••• I••• national BD
May 23, 2020 to Aug 31, 2023 · Westlake, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to May 24, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Oct 20, 2011 to Jan 8, 2018 · Addison, Tx
E•••••••• A•••••••• L•• national BD
Apr 25, 2007 to Jun 9, 2010 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to G••••••••• A•••••••
left Aug 31, 2023, registered Jan 30, 2024 (152 days) · Affiliated broker-dealer or bank to independent RIA
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left May 24, 2020, registered May 23, 2020 (-1 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
E•••••••• A•••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Jun 9, 2010, registered Oct 20, 2011 (498 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

M•••••• E••••• G•••••• left C•••••• S••••• • C••• I••• for G••••••••• A••••••• (registered 2024-01-30)
Aug 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address