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Registered advisor
J•••• Z•••••• D•••••••
Feed of 09/14/2026
Also filed as J•••• D•••••••
At current firm
5 y
since May 28, 2021
In the industry
15 y
since Feb 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 28, 2021 · Oak Brook, Il
- J••• M••••• S••••••••• L•• wirehouseNov 6, 2018 to Jun 3, 2021 · Chicago, Il
- N••••• A•••• M••••••••• L•• mixed wealthOct 5, 2018 to Nov 7, 2018 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jun 3, 2021, registered May 28, 2021 (-6 days) · Wirehouse to wirehouse · moved with a team
- N••••• A•••• M••••••••• L•• to J••• M••••• S••••••••• L••left Nov 7, 2018, registered Nov 6, 2018 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address