DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• M•••• A••••••

I•• I••••••••• A•••••••• L••mixed wealthSan Diego, Ca dual registrantIAPD 5304424

Feed of 09/14/2026

Also filed as A••• M••••

At current firm

1 y

since Jul 11, 2025

In the industry

19 y

since Jun 5, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I•• I••••••••• A•••••••• L•• mixed wealth current
since Jul 11, 2025 · San Diego, Ca
S••••• I••••••••• A••••••• I•• independent RIA
Jul 1, 2016 to Jun 23, 2025 · Miami, Fl
R•••••• J•••• • A••••••••• I••• national BD
Apr 2, 2014 to Jul 11, 2016 · Miami Beach, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Feb 26, 2014 · Coral Gables, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 2, 2008 to Jun 1, 2009 · Coral Gables, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 7, 2007 to Nov 24, 2008 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••• I••••••••• A••••••• I•• to I•• I••••••••• A•••••••• L••
left Jun 23, 2025, registered Jul 11, 2025 (18 days) · RIA to RIA
R•••••• J•••• • A••••••••• I••• to S••••• I••••••••• A••••••• I••
left Jul 11, 2016, registered Jul 1, 2016 (-10 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
left Feb 26, 2014, registered Apr 2, 2014 (35 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Nov 24, 2008, registered Dec 2, 2008 (8 days) · Other

Signals

A••• M•••• A•••••• left S••••• I••••••••• A••••••• I•• for I•• I••••••••• A•••••••• L•• (registered 2025-07-11)
Jun 23, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address