DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• W••••• T••••••

E•• F•••••••• A•••••••independent RIARoanoke, Va dual registrantIAPD 5306208

Certified Financial Planner

Feed of 09/14/2026

Also filed as K••••••• Louise W•••••

At current firm

1 y

since May 20, 2025

In the industry

18 y

since Jul 11, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•• F•••••••• A••••••• independent RIA current
since May 20, 2025 · Roanoke, Va
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 17, 2021 to May 5, 2025 · Richmond, Va
P•••••• A•••••• G••••• L•• BD affiliated
Jun 20, 2017 to Aug 27, 2021 · Charlottesville, Va
W•••• F•••• A••••••• wirehouse
Nov 27, 2012 to Jun 23, 2017 · Roanoke, Va
S••••••• I••••••••• S•••••••• I••• former
Jul 14, 2008 to Nov 29, 2012 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to E•• F•••••••• A•••••••
left May 5, 2025, registered May 20, 2025 (15 days) · Other
P•••••• A•••••• G••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Aug 27, 2021, registered Sep 17, 2021 (21 days) · Other
W•••• F•••• A••••••• to P•••••• A•••••• G••••• L••
left Jun 23, 2017, registered Jun 20, 2017 (-3 days) · Other
S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Nov 29, 2012, registered Nov 27, 2012 (-2 days) · Other

Signals

K••••••• W••••• T•••••• left N••••••••• M••••• I••••••••• S••••••••• for E•• F•••••••• A••••••• (registered 2025-05-20)
May 5, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address