DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas Albert Cabral

MML Investors Services, LLCBD affiliatedRockville, Mddual registrantIAPD 5308564

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Thomas Cabral

At current firm

1 y

since Feb 14, 2025

In the industry

19 y

since May 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

MML Investors Services, LLC BD affiliated current
since Feb 14, 2025 · Rockville, Md
State Farm Investment Management Corp. asset manager
Sep 3, 2024 to Oct 9, 2024 · Bel Air, Md
Citigroup Global Markets Inc. BD affiliated
Mar 16, 2022 to Apr 18, 2024 · Chicago, Il
LPL Financial LLC BD affiliated
Jun 9, 2021 to Apr 1, 2022 · Buffalo, Ny
M&T Securities, Inc. unclassified
Aug 22, 2017 to Jun 9, 2021 · Buffalo, Ny
Hornor, Townsend & Kent, LLC independent RIA
Nov 30, 2016 to Aug 30, 2017 · Towson, Md
Msi Financial Services, Inc. former
Jun 30, 2014 to Oct 4, 2016 · Elkridge, Md

Moves

a registration end followed by a registration begin elsewhere

State Farm Investment Management Corp. to MML Investors Services, LLC
left Oct 9, 2024, registered Feb 14, 2025 (128 days) · Other
Citigroup Global Markets Inc. to State Farm Investment Management Corp.
left Apr 18, 2024, registered Sep 3, 2024 (138 days) · Other
LPL Financial LLC to Citigroup Global Markets Inc.
left Apr 1, 2022, registered Mar 16, 2022 (-16 days) · RIA to affiliated broker-dealer or bank
M&T Securities, Inc. to LPL Financial LLC
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
Hornor, Townsend & Kent, LLC to M&T Securities, Inc.
left Aug 30, 2017, registered Aug 22, 2017 (-8 days) · Other
Msi Financial Services, Inc. to Hornor, Townsend & Kent, LLC
left Oct 4, 2016, registered Nov 30, 2016 (57 days) · Other

Signals

Thomas Albert Cabral left State Farm Investment Management Corp. for Mml Investors Services, Llc (registered 2025-02-14)
Oct 9, 2024 · Advisor changed firm · fact
Thomas Albert Cabral left Citigroup Global Markets Inc. for State Farm Investment Management Corp. (registered 2024-09-03)
Apr 18, 2024 · Advisor changed firm · fact
Thomas Albert Cabral left Lpl Financial Llc for Citigroup Global Markets Inc. (registered 2022-03-16)
Apr 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address