DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• A• D••••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMPittsburgh, Padual registrantIAPD 5308583

Certified Financial Planner

Feed of 09/14/2026

Also filed as Carey Anne Wilson

At current firm

3 y

since Jun 29, 2023

In the industry

18 y

since Feb 7, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• M••••• I••••••••• S••••••••• no RAUM current
since Jun 29, 2023 · Pittsburgh, Pa
V•••• F•••••••• A•••••••• I••• BD affiliated
Sep 8, 2022 to Feb 3, 2023 · Seven Fields, Pa
A••••• F•••••••• A•••••••• L•• independent RIA
Aug 3, 2021 to Sep 14, 2022 · Charlotte, Nc
M•• A••••••• F•••••••• M••••••••• I••• former
Apr 15, 2016 to Apr 19, 2021 · Mcmurray, Pa
W•••••• • R••• former
Oct 13, 2014 to Jul 6, 2015 · Hamden, Ct
H••••••••• F•••••••• independent RIA
May 19, 2011 to Oct 9, 2014 · Pittsburgh, Pa
S••••••••• A•••••• A•••••••• I••• former
Aug 12, 2010 to Jun 2, 2011 · Pittsburgh, Pa
U•• F•••••••• S••••••• I••• wirehouse
Feb 12, 2008 to Aug 3, 2010 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

V•••• F•••••••• A•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••
left Feb 3, 2023, registered Jun 29, 2023 (146 days) · Other
A••••• F•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••
left Sep 14, 2022, registered Sep 8, 2022 (-6 days) · RIA to affiliated broker-dealer or bank
M•• A••••••• F•••••••• M••••••••• I••• to A••••• F•••••••• A•••••••• L••
left Apr 19, 2021, registered Aug 3, 2021 (106 days) · Affiliated broker-dealer or bank to independent RIA
W•••••• • R••• to M•• A••••••• F•••••••• M••••••••• I•••
left Jul 6, 2015, registered Apr 15, 2016 (284 days) · Other
H••••••••• F•••••••• to W•••••• • R•••
left Oct 9, 2014, registered Oct 13, 2014 (4 days) · Other
S••••••••• A•••••• A•••••••• I••• to H••••••••• F••••••••
left Jun 2, 2011, registered May 19, 2011 (-14 days) · Other
U•• F•••••••• S••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Aug 3, 2010, registered Aug 12, 2010 (9 days) · Other

Signals

C•••• A• D•••••• left V•••• F•••••••• A•••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2023-06-29)
Feb 3, 2023 · Advisor changed firm · fact
C•••• A• D•••••• left A••••• F•••••••• A•••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2022-09-08)
Sep 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address