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Registered advisor
J••••• E••• M•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as J••••• E M•••••
At current firm
4 y
since Aug 25, 2022
In the industry
19 y
since Nov 1, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 25, 2022 · Raleigh, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDMay 23, 2021 to Aug 3, 2022 · Raleigh, Nc
- E••••• J•••• national BDNov 23, 2020 to Jan 20, 2021 · Raleigh, Nc
- E••••• J•••• national BDMar 11, 2019 to Jul 1, 2019 · Raleigh, Nc
- S•••••••• A••••••• L•• national BDAug 9, 2011 to Mar 8, 2018 · Cary, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••left Aug 3, 2022, registered Aug 25, 2022 (22 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Jan 20, 2021, registered May 23, 2021 (123 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to E••••• J••••left Mar 8, 2018, registered Mar 11, 2019 (368 days) · Affiliated broker-dealer or bank to another
Signals
- J••••• E••• M••••• left A••••••••• F•••••••• S•••••••• L•• for C•••••• S••••• • C••• I••• (registered 2022-08-25)Aug 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address