RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• M•••• P••••••
- C••••••••• P•••••••• R••••• C••• independent RIA currentsince Mar 7, 2025 · Sandy, Ut
- L••• P••• A••••••• independent RIAApr 13, 2023 to Dec 2, 2024 · Draper, Ut
- L••• P••• A••••••• independent RIAJul 19, 2022 to Dec 31, 2022 · Draper, Ut
- G••••• W••••• M••••••••• I••• BD affiliatedJan 3, 2017 to Jul 18, 2022 · Cedar City, Ut
- G•• S••••••••• I••• BD affiliatedNov 16, 2012 to Dec 31, 2016 · Midvale, Ut
- L••••• A•••••••• L•• formerAug 30, 2010 to Nov 16, 2012 · South Jordan, Ut
- E•••••••• A•••••••• L•• national BDMar 28, 2008 to Aug 17, 2010 · Salt Lake City, Ut
- L••• P••• A••••••• to C••••••••• P•••••••• R••••• C•••left Dec 2, 2024, registered Mar 7, 2025 (95 days) · RIA to RIA
- G••••• W••••• M••••••••• I••• to L••• P••• A•••••••left Jul 18, 2022, registered Jul 19, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- G•• S••••••••• I••• to G••••• W••••• M••••••••• I•••left Dec 31, 2016, registered Jan 3, 2017 (3 days) · Other
- L••••• A•••••••• L•• to G•• S••••••••• I•••left Nov 16, 2012, registered Nov 16, 2012 (0 days) · Other
- E•••••••• A•••••••• L•• to L••••• A•••••••• L••left Aug 17, 2010, registered Aug 30, 2010 (13 days) · Other
- M•••• M•••• P•••••• left L••• P••• A••••••• for C••••••••• P•••••••• R••••• C••• (registered 2025-03-07)Dec 2, 2024 · Advisor changed firm · fact
- M•••• M•••• P•••••• left G••••• W••••• M••••••••• I••• for L••• P••• A••••••• (registered 2022-07-19)Jul 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address