DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Scott Morgan
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Jan 6, 2025
In the industry
18 y
since Dec 13, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Northcoast Asset Management LLC independent RIA currentsince Jan 6, 2025 · Charlotte, Nc
- Northcoast Asset Management LLC independent RIAJun 3, 2024 to Dec 31, 2024 · Charlotte, Nc
- Connectus Wealth formerApr 29, 2022 to Jul 25, 2024 · Charlotte, Nc
- Fisher Investments independent RIAOct 22, 2020 to Apr 12, 2022 · Charlotte, Nc
- Linden Thomas Advisory Services, LLC independent RIAJul 23, 2020 to Oct 1, 2020 · Charlotte, Nc
- Charles Schwab & Co., Inc. national BDAug 3, 2017 to Jul 22, 2020 · Lone Tree, Co
Moves
a registration end followed by a registration begin elsewhere
- Connectus Wealth to Northcoast Asset Management LLCleft Jul 25, 2024, registered Jun 3, 2024 (-52 days) · corporate re-registration, not a move
- Fisher Investments to Connectus Wealthleft Apr 12, 2022, registered Apr 29, 2022 (17 days) · RIA to RIA
- Linden Thomas Advisory Services, LLC to Fisher Investmentsleft Oct 1, 2020, registered Oct 22, 2020 (21 days) · RIA to RIA
- Charles Schwab & Co., Inc. to Linden Thomas Advisory Services, LLCleft Jul 22, 2020, registered Jul 23, 2020 (1 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Ryan Scott Morgan left Fisher Investments for Connectus Wealth (registered 2022-04-29)Apr 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address