D••• M•••• B••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Feb 16, 2023 · Virginia Beach, Va
• R•• C•••••• M••••••• L•• national BD
  Apr 29, 2019 to Feb 1, 2023 · Chevy Chase, Md
• W•••• F•••• A••••••• wirehouse
  Oct 2, 2018 to May 8, 2019 · Washington, Dc
• M••••• S•••••• wirehouse
  Jun 10, 2013 to Sep 17, 2018 · Washington, Dc
• W•••• F•••• A••••••• wirehouse
  Aug 7, 2009 to Jun 12, 2013 · Washington, Dc

• R•• C•••••• M••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Feb 1, 2023, registered Feb 16, 2023 (15 days) · Affiliated broker-dealer or bank to wirehouse
• W•••• F•••• A••••••• to R•• C•••••• M••••••• L••
  left May 8, 2019, registered Apr 29, 2019 (-9 days) · Wirehouse to affiliated broker-dealer or bank
• M••••• S•••••• to W•••• F•••• A•••••••
  left Sep 17, 2018, registered Oct 2, 2018 (15 days) · Wirehouse to wirehouse
• W•••• F•••• A••••••• to M••••• S••••••
  left Jun 12, 2013, registered Jun 10, 2013 (-2 days) · Wirehouse to wirehouse

• ••• Locked
  Feb 1, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address