RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J•••• H••••••
- B•••••• W••••• M••••••••• C•••• independent RIA currentsince Jan 1, 2025 · Royal Oak, Mi
- C••••••• P••••••• independent RIAApr 20, 2022 to Mar 22, 2023 · Overland Park, Ks
- B•••••• W••••• M••••••••• C•••• independent RIASep 18, 2018 to Apr 19, 2022 · Royal Oak, Mi
- C••••••• P••••••• to B•••••• W••••• M••••••••• C••••left Mar 22, 2023, registered Jan 1, 2025 (651 days) · RIA to RIA
- B•••••• W••••• M••••••••• C•••• to C••••••• P•••••••left Apr 19, 2022, registered Apr 20, 2022 (1 days) · RIA to RIA
- D••••• J•••• H•••••• left C••••••• P••••••• for B•••••• W••••• M••••••••• C•••• (registered 2025-01-01)Mar 22, 2023 · Advisor changed firm · fact
- D••••• J•••• H•••••• left B•••••• W••••• M••••••••• C•••• for C••••••• P••••••• (registered 2022-04-20)Apr 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address