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Registered advisor
M•••••• N• E•••
Feed of 09/14/2026
Also filed as Maureen Nkechi Enem
At current firm
0 y
since Nov 3, 2025
In the industry
17 y
since Dec 27, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• G••••• A••••••• I••• independent RIA currentsince Nov 3, 2025 · Richmond, Tx
- M••••• S•••••• wirehouseSep 18, 2025 to Oct 28, 2025 · Sugar Land, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 7, 2013 to May 14, 2024 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseSep 28, 2012 to Mar 5, 2013 · Pasadena, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 5, 2009 to Oct 1, 2012 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M••••• G••••• A••••••• I•••left Oct 28, 2025, registered Nov 3, 2025 (6 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 14, 2024, registered Sep 18, 2025 (492 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 5, 2013, registered Mar 7, 2013 (2 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Oct 1, 2012, registered Sep 28, 2012 (-3 days) · Wirehouse to wirehouse
Signals
- M•••••• N• E••• left M••••• S•••••• for M••••• G••••• A••••••• I••• (registered 2025-11-03)Oct 28, 2025 · Advisor changed firm · fact
- M•••••• N• E••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2025-09-18)May 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address