DFX Intelligence
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Registered advisor
J••••••• M••••• C••
Feed of 09/14/2026
Also filed as J••••••• M• C••
At current firm
15 y
since Jun 15, 2011
In the industry
18 y
since Mar 27, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Jun 15, 2011 · Houston, Tx
- M••••• S•••••• wirehouseOct 19, 2009 to Jun 3, 2011 · Nashville, Tn
- M•• F•••••••• S•••••••• I••• formerAug 25, 2008 to Oct 1, 2009 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to V••• F•••••••• A•••••••• I•••left Jun 3, 2011, registered Jun 15, 2011 (12 days) · Other
- M•• F•••••••• S•••••••• I••• to M••••• S••••••left Oct 1, 2009, registered Oct 19, 2009 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address