DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eberardo Mariscal
Feed of 09/15/2026
Also filed as Evy Mariscal
At current firm
6 y
since Feb 3, 2020
In the industry
18 y
since Oct 1, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- John Hancock Personal Financial Services, LLC BD affiliated currentsince Feb 3, 2020 · Boston, Ma
- Manulife Investment Management (US) LLC asset managerJun 14, 2017 to Apr 13, 2020 · Boston, Ma
- Manulife Investment Management (US) LLC asset managerDec 12, 2012 to Dec 31, 2016 · Yucaipa, Ca
- John Hancock Investment Management LLC asset managerMay 19, 2009 to Dec 31, 2010 · Glendale, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 2, 2007 to Mar 16, 2009 · Riverside, Ca
Moves
a registration end followed by a registration begin elsewhere
- Manulife Investment Management (US) LLC to John Hancock Personal Financial Services, LLCleft Apr 13, 2020, registered Feb 3, 2020 (-70 days) · Other · moved with a team
- John Hancock Investment Management LLC to Manulife Investment Management (US) LLCleft Dec 31, 2010, registered Dec 12, 2012 (712 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to John Hancock Investment Management LLCleft Mar 16, 2009, registered May 19, 2009 (64 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address