C••• M••••• N•••••

• L•• F•••••••• L•• BD affiliated current
  since Aug 27, 2021 · Longview, Tx
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Mar 11, 2013 to Sep 2, 2021 · Longview, Tx
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Mar 28, 2013 · Longview, Tx
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jul 25, 2007 to Jun 1, 2009 · Longview, Tx

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
  left Sep 2, 2021, registered Aug 27, 2021 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
• M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Mar 28, 2013, registered Mar 11, 2013 (-17 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address