S••• F••• L•••••

2• W••• W••••• M••••••••• L••independent RIATustin, CaIA-onlyIAPD 5326656

Certified Financial Planner

Feed of 09/14/2026

Also filed as S••• F• L••••••••• L••••••••• F••• L••••••••• Y••••••••• F••• Y••••

At current firm

6 y

since Jul 18, 2020

In the industry

15 y

since Nov 22, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Managing Partnerreported21westwm.comfirm site, Sep 16, 2026
Designations: CFPreported21westwm.comas printed on the bio page, Sep 16, 2026
Partner or owner: “TITLE:Managing Partner”reported21westwm.comthe sentence on the bio page
Business email: ••• Lockedreported21westwm.comfirm site, Sep 16, 2026
Professional profile: ••• Lockedreported21westwm.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

2• W••• W••••• M••••••••• L•• independent RIA current
since Jul 18, 2020 · Tustin, Ca
J••• M••••• S••••••••• L•• wirehouse
May 29, 2014 to May 3, 2016 · Tustin, Ca
E•••••••• A•••••••• L•• national BD
Nov 15, 2013 to May 21, 2014 · Irvine, Ca
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Sep 25, 2012 to Sep 20, 2013 · Santa Ana, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 24, 2010 to Sep 24, 2012 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to 2• W••• W••••• M••••••••• L••
left May 3, 2016, registered Jul 18, 2020 (1537 days) · Wirehouse to independent RIA
E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••
left May 21, 2014, registered May 29, 2014 (8 days) · Affiliated broker-dealer or bank to wirehouse
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••••••• A•••••••• L••
left Sep 20, 2013, registered Nov 15, 2013 (56 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Sep 24, 2012, registered Sep 25, 2012 (1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address