DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Paul Batrez
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jason Paul Batrez Garcia
At current firm
5 y
since Aug 18, 2021
In the industry
19 y
since Aug 27, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Wealth Management BD affiliated currentsince Aug 18, 2021 · Prattville, Al
- Pnc Managed Account Solutions, Inc. formerJan 23, 2020 to Aug 17, 2021 · Montgomery, Al
- Td Ameritrade, Inc. formerFeb 27, 2018 to Sep 11, 2019 · Montgomery, Al
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Sep 11, 2019 · Omaha, Ne
- Scottrade Investment Management formerNov 15, 2016 to Feb 26, 2018 · Saint Louis, Mo
- Morgan Stanley & Co. LLC unclassifiedAug 29, 2007 to Dec 18, 2007 · Pensacola, Fl
Moves
a registration end followed by a registration begin elsewhere
- Pnc Managed Account Solutions, Inc. to Pnc Wealth Managementleft Aug 17, 2021, registered Aug 18, 2021 (1 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Sep 11, 2019, registered Feb 27, 2018 (-561 days) · corporate re-registration, not a move
- Td Ameritrade, Inc. to Pnc Managed Account Solutions, Inc.left Sep 11, 2019, registered Jan 23, 2020 (134 days) · Other
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- Morgan Stanley & Co. LLC to Scottrade Investment Managementleft Dec 18, 2007, registered Nov 15, 2016 (3255 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address