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Registered advisor
S••• T• J••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseGrosse Pointe, Mi dual registrantIAPD 5331194
Feed of 09/15/2026
Also filed as S••• T• J••••••••• T•••• T••••• J••••••
At current firm
10 y
since Nov 12, 2015
In the industry
18 y
since Jan 16, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 12, 2015 · Grosse Pointe, Mi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Nov 18, 2015 · Harper Woods, Mi
- C•••• I••••••••• S••••••• C•••• formerJun 14, 2011 to Oct 1, 2012 · Wayne, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedDec 15, 2010 to Jun 3, 2011 · Grosse Pointe Farms, Mi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedApr 16, 2010 to Dec 10, 2010 · Detroit, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 17, 2008 to Dec 22, 2008 · Bloomfield Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 18, 2015, registered Nov 12, 2015 (-6 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••left Jun 3, 2011, registered Jun 14, 2011 (11 days) · Other
- T••••••• I••••••••• M••••••••• I••• to F•••• T•••• S••••••••• I•••left Dec 10, 2010, registered Dec 15, 2010 (5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••••• I••••••••• M••••••••• I•••left Dec 22, 2008, registered Apr 16, 2010 (480 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address