DFX Intelligence
RIA Intelligence
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Registered advisor
J••••• D•••• B•••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
9 y
since Mar 10, 2017
In the industry
19 y
since Aug 18, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 10, 2017 · Grosse Pointe, Mi
- P•• W••••• M••••••••• BD affiliatedDec 8, 2014 to Mar 17, 2017 · Ann Arbor, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAFeb 2, 2011 to Nov 25, 2014 · Taylor, Mi
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 17, 2017, registered Mar 10, 2017 (-7 days) · Other
- H•••• F•••••••• S•••••••• I••• to P•• W••••• M•••••••••left Nov 25, 2014, registered Dec 8, 2014 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address