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Registered advisor
J••• M•••••• K••••••
Feed of 09/15/2026
At current firm
4 y
since Nov 1, 2021
In the industry
19 y
since Jul 18, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••• A••••••• BD affiliated currentsince Nov 1, 2021 · New Orleans, La
- M•• A••••••• F•••••••• M••••••••• I••• formerDec 19, 2012 to Nov 1, 2021 · Beachwood, Oh
- S•••••• W••••• P•••••••• L•• BD affiliatedAug 13, 2010 to Dec 19, 2012 · Beachwood, Oh
- L•• F•••••••• L•• BD affiliatedMar 29, 2010 to Dec 31, 2010 · Beachwood, Oh
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 14, 2010 · Pepper Pike, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 2007 to Jun 1, 2009 · Pepper Pike, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• A••••••• F•••••••• M••••••••• I••• to N•••••• A•••••••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- S•••••• W••••• P•••••••• L•• to M•• A••••••• F•••••••• M••••••••• I•••left Dec 19, 2012, registered Dec 19, 2012 (0 days) · Other
- L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••left Dec 31, 2010, registered Aug 13, 2010 (-140 days) · Other
- M••••• S•••••• to L•• F•••••••• L••left Apr 14, 2010, registered Mar 29, 2010 (-16 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address