DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• A•••••••• M••••

H••••• A••••••• L••independent RIAVancouver, Wa IA-onlyIAPD 5334930

Feed of 09/14/2026

Also filed as Howie A•••••••• M••••

At current firm

0 y

since Jan 20, 2026

In the industry

19 y

since Jul 20, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Founder / Partnerreportedheliumadvisors.comfirm site, Sep 16, 2026
Founder: “H••••• M•••• co-founded H••••• Advisors with partner G••• R•••••• in 2016.”reportedheliumadvisors.comthe sentence on the bio page
Business email: howardm@heliumadvisors.comreportedheliumadvisors.comfirm site, Sep 16, 2026
Direct business phone: 425-214-1533reportedheliumadvisors.comfirm site, Sep 16, 2026
Professional profile: heliumadvisors.com/team-member-01/howard-morinreportedheliumadvisors.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

H••••• A••••••• L•• independent RIA current
since Jan 20, 2026 · Scottsdale, Az
H••••• A••••••• L•• independent RIA
Apr 6, 2016 to Dec 31, 2025 · Vancouver, Wa
C•••••• C•••••• M••••••••• former
Oct 3, 2015 to Apr 12, 2016 · Bellevue, Wa
C•••••• C•••••• M••••••••• former
Apr 15, 2011 to Aug 15, 2015 · Bellevue, Wa
L•• F•••••••• L•• BD affiliated
May 11, 2009 to May 5, 2011 · Bellevue, Wa
U•• F•••••••• S••••••• I••• wirehouse
Jul 23, 2007 to May 13, 2009 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

C•••••• C•••••• M••••••••• to H••••• A••••••• L••
left Apr 12, 2016, registered Apr 6, 2016 (-6 days) · Other · moved with a team
L•• F•••••••• L•• to C•••••• C•••••• M•••••••••
left May 5, 2011, registered Apr 15, 2011 (-20 days) · Other
U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
left May 13, 2009, registered May 11, 2009 (-2 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address