RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• E••••• A••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 8, 2024 · Washington, Pa
- A•••••• A••••••• S••••••• formerDec 20, 2013 to Jan 10, 2024 · Mcmurray, Pa
- P•• W••••• M••••••••• BD affiliatedJun 2, 2009 to Jan 6, 2014 · Mcmurray, Pa
- W•••• F•••• A••••••• wirehouseOct 29, 2007 to Mar 23, 2009 · Columbia, Md
- A•••••• A••••••• S••••••• to L•• F•••••••• L••left Jan 10, 2024, registered Jan 8, 2024 (-2 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to A•••••• A••••••• S•••••••left Jan 6, 2014, registered Dec 20, 2013 (-17 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Mar 23, 2009, registered Jun 2, 2009 (71 days) · Other
- P•••••• E••••• A•••• left A•••••• A••••••• S••••••• for L•• F•••••••• L•• (registered 2024-01-08)Jan 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address