DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Patrick Wolfe
Feed of 09/14/2026
At current firm
0 y
since Dec 1, 2025
In the industry
19 y
since Aug 17, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Esi Financial Advisors independent RIA currentsince Dec 1, 2025 · Hermosa Beach, Ca
- Eagle Strategies LLC BD affiliatedMar 19, 2020 to Dec 3, 2025 · Glendale, Ca
- Western International Securities formerAug 26, 2014 to Feb 4, 2020 · Torrance, Ca
- Morgan Stanley wirehouseJul 6, 2009 to Sep 3, 2014 · El Segundo, Ca
- UBS Financial Services Inc. wirehouseAug 20, 2007 to May 13, 2009 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- Eagle Strategies LLC to Esi Financial Advisorsleft Dec 3, 2025, registered Dec 1, 2025 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- Western International Securities to Eagle Strategies LLCleft Feb 4, 2020, registered Mar 19, 2020 (44 days) · RIA to affiliated broker-dealer or bank
- Morgan Stanley to Western International Securitiesleft Sep 3, 2014, registered Aug 26, 2014 (-8 days) · Other
- UBS Financial Services Inc. to Morgan Stanleyleft May 13, 2009, registered Jul 6, 2009 (54 days) · Wirehouse to wirehouse
Signals
- Jeffrey Patrick Wolfe left Eagle Strategies Llc for Esi Financial Advisors (registered 2025-12-01)Dec 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address