RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- G•••• W••••• M••••••••• L•• independent RIA currentsince Feb 27, 2025 · Mandeville, La
- C•••••• A••••••• S•••••••• L•• independent RIAJun 14, 2023 to Feb 13, 2025 · Dallas, Tx
- K•••••• I••••••••• M••••••••• I••• independent RIAOct 6, 2021 to Jul 12, 2023 · Los Angeles, Ca
- C•••••• A••••••• S•••••••• L•• to G•••• W••••• M••••••••• L••left Feb 13, 2025, registered Feb 27, 2025 (14 days) · RIA to RIA
- K•••••• I••••••••• M••••••••• I••• to C•••••• A••••••• S•••••••• L••left Jul 12, 2023, registered Jun 14, 2023 (-28 days) · RIA to RIA
- D••••• B••••• M••••••• left C•••••• A••••••• S•••••••• L•• for G•••• W••••• M••••••••• L•• (registered 2025-02-27)Feb 13, 2025 · Advisor changed firm · fact
- D••••• B••••• M••••••• left K•••••• I••••••••• M••••••••• I••• for C•••••• A••••••• S•••••••• L•• (registered 2023-06-14)Jul 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address