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Registered advisor
J••••• L•••• M•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• M•••••••••
At current firm
3 y
since Sep 29, 2022
In the industry
19 y
since Jul 19, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 29, 2022 · Florham Park, Nj
- W•••• F•••• A••••••• wirehouseMar 30, 2015 to Oct 3, 2022 · Fairfield, Nj
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 8, 2015 · Roseland, Nj
- C•••• I••••••••• S••••••• C•••• formerJun 18, 2010 to Oct 1, 2012 · New Vernon, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Oct 3, 2022, registered Sep 29, 2022 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 8, 2015, registered Mar 30, 2015 (-9 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- J••••• L•••• M••••••••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2022-09-29)Oct 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address