RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• H• G••••
- M•••••• BD affiliated currentsince May 17, 2022 · Bethesda, Md
- T•• M••••• G••••• L•• independent RIAOct 8, 2020 to May 9, 2022 · Washington, Dc
- E•••••• F•••••••• E•••••• independent RIANov 1, 2018 to Oct 6, 2020 · Alexandria, Va
- E•••••• F•••••••• S•••••••• L•• formerOct 21, 2014 to Nov 1, 2018 · Fairfax, Va
- T•• M••••• G••••• L•• to M••••••left May 9, 2022, registered May 17, 2022 (8 days) · RIA to affiliated broker-dealer or bank
- E•••••• F•••••••• E•••••• to T•• M••••• G••••• L••left Oct 6, 2020, registered Oct 8, 2020 (2 days) · RIA to RIA
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- R••••• H• G•••• left T•• M••••• G••••• L•• for Mariner (registered 2022-05-17)May 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address