RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• G••••• S•••••
- T•• L•••• F•••••••• G•••• independent RIA currentsince Nov 5, 2021 · Ashburn, Va
- W•••• F•••• A••••••• wirehouseJun 27, 2013 to Nov 8, 2021 · Ashburn, Va
- O•••• F•• I••• formerJun 16, 2011 to Jul 10, 2013 · Vienna, Va
- W•••• F•••• A••••••• wirehouseFeb 14, 2011 to May 27, 2011 · Reston, Va
- W•••• F•••• A••••••• to T•• L•••• F•••••••• G••••left Nov 8, 2021, registered Nov 5, 2021 (-3 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- O•••• F•• I••• to W•••• F•••• A•••••••left Jul 10, 2013, registered Jun 27, 2013 (-13 days) · Other
- W•••• F•••• A••••••• to O•••• F•• I•••left May 27, 2011, registered Jun 16, 2011 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address