DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•• L•••• F•••••••• G••••
Legal name G•••••• P•••••• W•••••• L••
Latest filing Jul 16, 2026
First filing on the tape Jul 23, 2021 · 12 filings
SEC status approved since Aug 23, 2021
RAUM
$482M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$482M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$80.4M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$482M as of Jul 16, 2026
Mar 29, 2022$265M then
HNW client RAUM$442M as of Jul 16, 2026
Mar 29, 2022$228M then
State-registered IARs (5.B.3)6 as of Jul 16, 2026
Mar 29, 20224 then
Employees (5.A)6 as of Jul 16, 2026
Mar 29, 20224 then
Private funds: no history
RAUM +54% over the last fiscal year+28% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $80.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $698,057derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +47%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $474MreportedItem 5.I
- Custody
- $108M, 211 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$442M92%
- Individuals$40.7M8.4%
- Individual clients
- 129reported
- HNW clients
- 179reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 691reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $8.6M managedreported
- Custody of client assets
- $108M for 211 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••••• G••••• S••••• | Ashburn, Va | Nov 5, 2021 | 15 y | 3 |
| C•••••••• A••••• F•••••••••Certified Financial Planner | Ashburn, Va | Nov 5, 2021 | 17 y | 2 |
| J•••••• B••••••• A•• | Ashburn, Va | Nov 5, 2021 | 41 y | 5 |
| A••••• J••• L•••• | Ashburn, Va | Nov 5, 2021 | 34 y | 2 |
| E•••• H•••• | Ashburn, Va | Jun 22, 2023 | 10 y | 0 |
| K•••• M• L•••• | Ashburn, Va | Oct 10, 2025 | 32 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• M• L•••• from W•••• F•••• A•••••••Oct 10, 2025 · Wirehouse to independent RIA
- A••••• J••• L•••• from W•••• F•••• A•••••••Nov 5, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••••••• A••••• F••••••••• from W•••• F•••• A•••••••Nov 5, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J•••••• B••••••• A•• from W•••• F•••• A•••••••Nov 5, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- L••••• G••••• S••••• from W•••• F•••• A•••••••Nov 5, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from W•••• F•••• A•••••••Nov 8, 2021 · Vienna, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••• A•••••• J••• · Manager, Chief Compliance Officercontrolsince 07/2021 · owns 75% or more
- L••••• A•••••• J••• · Trusteecontrolsince 07/2021 · owns 75% or more of A••••• J••• L•••• R•••••••• T••••
Entity owners
- A••••• J••• L•••• R•••••••• T•••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ashburn, Va · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 11, 2026RAUM (Item 5.F) moved from $313,916,045 to $482,357,468 (+54.0%) between the annual amendments of 2025-03-31 and 2026-03-11; the peer median change was +15.0% (4549 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 527 to 691Nov 20, 2025 to Mar 11, 2026
- Advisory employees · 2 to 3Nov 20, 2025 to Mar 11, 2026
- HNW clients · 129 to 179Nov 20, 2025 to Mar 11, 2026
- Individual clients · 81 to 129Nov 20, 2025 to Mar 11, 2026
- Assets in custody · $98.8M to $108MNov 20, 2025 to Mar 11, 2026
- Employees · 5 to 6Nov 20, 2025 to Mar 11, 2026
- State-registered IARs · 5 to 6Nov 20, 2025 to Mar 11, 2026
- Discretionary RAUM · $314M to $482MNov 20, 2025 to Mar 11, 2026
- HNW RAUM · $293M to $442MNov 20, 2025 to Mar 11, 2026
- Individual RAUM · $21.4M to $40.7MNov 20, 2025 to Mar 11, 2026
- RAUM · $314M to $482MNov 20, 2025 to Mar 11, 2026
- Wrap assets (manager) · $0 to $8.6MNov 20, 2025 to Mar 11, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Nov 20, 2025
- Accounts · 476 to 527Apr 1, 2024 to Mar 31, 2025
- HNW clients · 106 to 129Apr 1, 2024 to Mar 31, 2025
- Individual clients · 104 to 81Apr 1, 2024 to Mar 31, 2025
- Assets in custody · $93.5M to $98.8MApr 1, 2024 to Mar 31, 2025
- State-registered IARs · 4 to 5Apr 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $266M to $314MApr 1, 2024 to Mar 31, 2025
- HNW RAUM · $197M to $293MApr 1, 2024 to Mar 31, 2025
- Individual RAUM · $69.5M to $21.4MApr 1, 2024 to Mar 31, 2025
- RAUM · $266M to $314MApr 1, 2024 to Mar 31, 2025
- Accounts · 447 to 476Nov 15, 2023 to Mar 18, 2024
- HNW clients · 81 to 106Nov 15, 2023 to Mar 18, 2024
- Individual clients · 119 to 104Nov 15, 2023 to Mar 18, 2024
- Assets in custody · $82.7M to $93.5MNov 15, 2023 to Mar 18, 2024
- Discretionary RAUM · $229M to $266MNov 15, 2023 to Mar 18, 2024
- HNW RAUM · $111M to $197MNov 15, 2023 to Mar 18, 2024
- Individual RAUM · $118M to $69.5MNov 15, 2023 to Mar 18, 2024
- RAUM · $229M to $266MNov 15, 2023 to Mar 18, 2024
- Accounts · 436 to 447Mar 29, 2022 to Mar 29, 2023
- HNW clients · 86 to 81Mar 29, 2022 to Mar 29, 2023
- Individual clients · 88 to 119Mar 29, 2022 to Mar 29, 2023
- Assets in custody · $22.6M to $82.7MMar 29, 2022 to Mar 29, 2023
- Employees · 4 to 5Mar 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $265M to $229MMar 29, 2022 to Mar 29, 2023
- HNW RAUM · $228M to $111MMar 29, 2022 to Mar 29, 2023
- Individual RAUM · $37.6M to $118MMar 29, 2022 to Mar 29, 2023
- RAUM · $265M to $229MMar 29, 2022 to Mar 29, 2023
- Accounts · 437 to 436Dec 17, 2021 to Mar 29, 2022
Signals
2 dated events
- T•• L•••• F•••••••• G•••• reported RAUM $482.4M, up 54% from $313.9M (2025-11-20 to 2026-03-11)Mar 11, 2026 · RAUM change · derived
- T•• L•••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Jul 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@l•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 703-288-1272reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 703-288-1276reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 703-288-1272reportedpublic record, Form ADV, Jul 16, 2026
- Contact form
- thelewisfinancialgroup.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026