DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• J••••• T•••••••

C•••••• A•••• M••••••••• L••independent RIANew York, Ny IA-onlyIAPD 5348637

Feed of 09/15/2026

Also filed as Mark J Thompson

At current firm

0 y

since Mar 27, 2026

In the industry

17 y

since Dec 23, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Executive Managing Director, Institutional Consultingreportedcressetcapital.comfirm site, Sep 15, 2026
Professional profile: cressetcapital.com/about/team/mark-thompsonreportedcressetcapital.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

C•••••• A•••• M••••••••• L•• independent RIA current
since Mar 27, 2026 · New York, Ny
M••••• S•••••• wirehouse
Oct 1, 2018 to Mar 18, 2026 · Purchase, Ny
R•••••• J•••• • A••••••••• I••• national BD
Jun 30, 2015 to Sep 7, 2018 · St. Petersburg, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Jul 23, 2013 · Purchase, Ny
M••••• S•••••• • C•• L•• unclassified
Dec 24, 2008 to Jun 1, 2009 · Purchase, Ny

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to C•••••• A•••• M••••••••• L••
left Mar 18, 2026, registered Mar 27, 2026 (9 days) · Wirehouse to independent RIA
R•••••• J•••• • A••••••••• I••• to M••••• S••••••
left Sep 7, 2018, registered Oct 1, 2018 (24 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
left Jul 23, 2013, registered Jun 30, 2015 (707 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

M••• J••••• T••••••• left M••••• S•••••• for C•••••• A•••• M••••••••• L•• (registered 2026-03-27)
Mar 18, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address