DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• M••••

S••••••• P•••••• A•••••••• L•••institutionalWantagh, Ny dual registrantIAPD 5348963

Certified Financial Planner

Feed of 09/15/2026

Also filed as J•••• M••••

At current firm

2 y

since Jul 17, 2024

In the industry

16 y

since May 5, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••• P•••••• A•••••••• L••• institutional current
since Jul 17, 2024 · Wantagh, Ny
C••••••• institutional
Dec 7, 2022 to Oct 26, 2023 · Lake Success, Ny
U•• F•••••••• S••••••• I••• wirehouse
Dec 6, 2010 to Oct 24, 2022 · Weehawken, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 6, 2010 to Nov 12, 2010 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••• to S••••••• P•••••• A•••••••• L•••
left Oct 26, 2023, registered Jul 17, 2024 (265 days) · Other
U•• F•••••••• S••••••• I••• to C•••••••
left Oct 24, 2022, registered Dec 7, 2022 (44 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Nov 12, 2010, registered Dec 6, 2010 (24 days) · Wirehouse to wirehouse

Signals

J•••• M•••• left Captrust for S••••••• P•••••• A•••••••• L••• (registered 2024-07-17)
Oct 26, 2023 · Advisor changed firm · fact
J•••• M•••• left U•• F•••••••• S••••••• I••• for Captrust (registered 2022-12-07)
Oct 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address