DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chad A Clark
Feed of 09/14/2026
Also filed as Chad Andrew Clark
At current firm
10 y
since Sep 16, 2016
In the industry
18 y
since Nov 6, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Sep 16, 2016 · Salisbury, Md
- Morgan Stanley wirehouseAug 10, 2015 to Sep 9, 2016 · Boca Raton, Fl
- Pnc Wealth Management BD affiliatedAug 27, 2013 to Aug 11, 2015 · Princess Anne, Md
- Cetera Investment Services LLC formerJan 15, 2013 to Jul 19, 2013 · St Cloud, Mn
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 26, 2011 to Jan 4, 2013 · Delray Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 9, 2016, registered Sep 16, 2016 (7 days) · Wirehouse to wirehouse · moved with a team
- Pnc Wealth Management to Morgan Stanleyleft Aug 11, 2015, registered Aug 10, 2015 (-1 days) · Other
- Cetera Investment Services LLC to Pnc Wealth Managementleft Jul 19, 2013, registered Aug 27, 2013 (39 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cetera Investment Services LLCleft Jan 4, 2013, registered Jan 15, 2013 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address