B••••••• L•••• L•••••

• P•••••• A•••••• G••••• L•• BD affiliated current
  since Nov 3, 2014 · Morristown, Nj
• C••• L•• BD affiliated
  Dec 10, 2013 to Nov 3, 2014 · Pittsburgh, Pa
• P•••••• A•••••• G••••• L•• BD affiliated
  Sep 17, 2013 to Dec 10, 2013 · Pittsburgh, Pa
• E••••• J•••• national BD
  Aug 23, 2007 to Sep 5, 2013 · Pittsburgh, Pa

• C••• L•• to P•••••• A•••••• G••••• L••
  left Nov 3, 2014, registered Nov 3, 2014 (0 days) · Other
• P•••••• A•••••• G••••• L•• to C••• L••
  left Dec 10, 2013, registered Dec 10, 2013 (0 days) · Other
• E••••• J•••• to P•••••• A•••••• G••••• L••
  left Sep 5, 2013, registered Sep 17, 2013 (12 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address