RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• F••••• C••••••••
- A•••••• W••••• A••••••• independent RIA currentsince Nov 11, 2022 · Blue Bell, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 4, 2014 to Mar 1, 2021 · Jenkintown, Pa
- W•••• F•••• A••••••• wirehouseMar 25, 2014 to Nov 25, 2014 · Plumsteadville, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 6, 2013 to Mar 13, 2014 · Doylestown, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••••• W••••• A•••••••left Mar 1, 2021, registered Nov 11, 2022 (620 days) · Wirehouse to independent RIA · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 25, 2014, registered Dec 4, 2014 (9 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Mar 13, 2014, registered Mar 25, 2014 (12 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address