RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C•••••• D•••••
- C••• S••••• P••••••• BD affiliated currentsince Jul 14, 2026 · Richmond, Va
- S••••• H•••• A••••••• formerAug 5, 2015 to Jul 20, 2026 · Richmond, Va
- A••••••••• F•••••••• S•••••••• L•• national BDOct 26, 2009 to Aug 4, 2015 · Richmond, Va
- S••••• H•••• A••••••• to C••• S••••• P•••••••left Jul 20, 2026, registered Jul 14, 2026 (-6 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to S••••• H•••• A•••••••left Aug 4, 2015, registered Aug 5, 2015 (1 days) · Other
- M•••••• C•••••• D••••• left S••••• H•••• A••••••• for C••• S••••• P••••••• (registered 2026-07-14)Jul 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address