DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Seneca House Advisors
Legal name Stony Point Wealth Management Inc.
Latest filing Mar 25, 2026
First filing on the tape Nov 17, 2016 · 33 filings
SEC status approved since Dec 6, 2016
RAUM
$506M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
99%
$503M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$506M as of Mar 25, 2026
Mar 7, 2017$149M then
HNW client RAUM$419M as of Mar 25, 2026
Mar 30, 2018$123M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 7, 20174 then
Employees (5.A)8 as of Mar 25, 2026
Mar 7, 20174 then
Private funds1 as of Mar 25, 2026
Feb 24, 20231 then
RAUM +19% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- $169MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 101derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $427,422derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.8%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $137M, 151 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$419M83%
- Individuals$84.4M17%
- Pooled investment vehicles$2.6M0.5%
- Individual clients
- 148reported
- HNW clients
- 155reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,184reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $137M for 151 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months3 left in 90 days0 joined in 90 days4 left over 36 months
Left, latest
- Elizabeth Ann King to Cary Street PartnersJul 20, 2026 · RIA to affiliated broker-dealer or bank
- Tyler Brice Napier to Cary Street PartnersJul 20, 2026 · RIA to affiliated broker-dealer or bank
- Matthew Clayton Daniel to Cary Street PartnersJul 20, 2026 · RIA to affiliated broker-dealer or bank
- Robert Hunter Hopcroft to Basic Capital Advisors LLCOct 2, 2023 · RIA to a state-registered adviser
Joined, latest
- Elizabeth Ann King from Ameriprise Financial Services, LLCSep 1, 2016 · Other
- Tyler Brice Napier from Ameriprise Financial Services, LLCOct 30, 2015 · Other
- Matthew Clayton Daniel from Ameriprise Financial Services, LLCAug 5, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Cary Street PartnersJul 20, 2026 · Richmond, Va · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sha Realty Partners Fund I, LLC | Real Estate Fund | $2.0M | 13 | Feb 24, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Clayton Matthew Daniel · Principalcontrolsince 07/2015 · owns 50% to 75%
- Ann Elizabeth King · Principal & Chief Compliance Officercontrolsince 08/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
- Sha Manager, LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 0 | 0 | 3 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,098 to 1,184Aug 19, 2025 to Mar 25, 2026
- Advisory employees · 3 to 4Aug 19, 2025 to Mar 25, 2026
- HNW clients · 166 to 155Aug 19, 2025 to Mar 25, 2026
- Individual clients · 149 to 148Aug 19, 2025 to Mar 25, 2026
- Assets in custody · $221M to $137MAug 19, 2025 to Mar 25, 2026
- Employees · 7 to 8Aug 19, 2025 to Mar 25, 2026
- Discretionary RAUM · $411M to $481MAug 19, 2025 to Mar 25, 2026
- HNW RAUM · $343M to $419MAug 19, 2025 to Mar 25, 2026
- Individual RAUM · $79.7M to $84.4MAug 19, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $13.7M to $25.5MAug 19, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $2.4M to $2.6MAug 19, 2025 to Mar 25, 2026
- RAUM · $425M to $506MAug 19, 2025 to Mar 25, 2026
- Accounts · 1,082 to 1,098Jul 16, 2024 to Mar 28, 2025
- HNW clients · 163 to 166Jul 16, 2024 to Mar 28, 2025
- Individual clients · 144 to 149Jul 16, 2024 to Mar 28, 2025
- Assets in custody · $219M to $221MJul 16, 2024 to Mar 28, 2025
- Financial planning clients · 51-100 to 51-100Jul 16, 2024 to Mar 28, 2025
- Discretionary RAUM · $379M to $411MJul 16, 2024 to Mar 28, 2025
- HNW RAUM · $317M to $343MJul 16, 2024 to Mar 28, 2025
- Individual RAUM · $61.5M to $79.7MJul 16, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.1M to $13.7MJul 16, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.0M to $2.4MJul 16, 2024 to Mar 28, 2025
- RAUM · $380M to $425MJul 16, 2024 to Mar 28, 2025
- Accounts · 1,145 to 1,082Oct 2, 2023 to Mar 27, 2024
- Advisory employees · 5 to 3Oct 2, 2023 to Mar 27, 2024
- Advisory activities · 5 to 6Oct 2, 2023 to Mar 27, 2024
- HNW clients · 117 to 163Oct 2, 2023 to Mar 27, 2024
- Individual clients · 186 to 144Oct 2, 2023 to Mar 27, 2024
- Pooled vehicle clients · unset to 1.0Oct 2, 2023 to Mar 27, 2024
- Assets in custody · $208M to $219MOct 2, 2023 to Mar 27, 2024
- Employees · 8 to 7Oct 2, 2023 to Mar 27, 2024
- State-registered IARs · 5 to 3Oct 2, 2023 to Mar 27, 2024
- Discretionary RAUM · $337M to $379MOct 2, 2023 to Mar 27, 2024
- HNW RAUM · $251M to $317MOct 2, 2023 to Mar 27, 2024
- Individual RAUM · $85.7M to $61.5MOct 2, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $0 to $1.1MOct 2, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · unset to 2014004.0Oct 2, 2023 to Mar 27, 2024
- RAUM · $337M to $380MOct 2, 2023 to Mar 27, 2024
- Accounts · 1,098 to 1,145Jul 7, 2022 to Feb 24, 2023
- Advisory activities · 4 to 5Jul 7, 2022 to Feb 24, 2023
Signals
8 dated events
- Seneca House Advisors no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $506.1M)Sep 1, 2026 · Left the SEC roster · derived
- Matthew Clayton Daniel left Seneca House Advisors for Cary Street Partners (registered 2026-07-14)Jul 20, 2026 · Advisor changed firm · fact
- Elizabeth Ann King left Seneca House Advisors for Cary Street Partners (registered 2026-07-20)Jul 20, 2026 · Advisor changed firm · fact
- Tyler Brice Napier left Seneca House Advisors for Cary Street Partners (registered 2026-07-20)Jul 20, 2026 · Advisor changed firm · fact
- Seneca House Advisors's advisors moved to Cary Street Partners (Richmond, VA): 3 of 3 registered, on the same dayJul 20, 2026 · Firm absorbed (people side) · derived
- Robert Hunter Hopcroft left Seneca House Advisors for Basic Capital Advisors Llc (registered 2026-04-21)Oct 2, 2023 · Advisor changed firm · fact
- Evans Stuart Daniel (Principal) no longer on Schedule A of Seneca House Advisors (listed 2023-07-26, absent 2023-10-02)Oct 2, 2023 · Control person left · inference
- Stony Point Wealth Management Inc. filed its initial SEC registration (Form ADV)Nov 17, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Seneca House Advisors · Private Equityshared crd · intermediary
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Seneca House Advisors is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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